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SEC Filings

DEF 14A
PENSKE AUTOMOTIVE GROUP, INC. filed this Form DEF 14A on 03/16/2017
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Table of Contents

Security Ownership of Certain Beneficial Owners and Management

The following table sets forth information with respect to the beneficial ownership of our common stock as of March 13, 2017 by (1) each person known to us to own more than five percent of our common stock, (2) each of our directors, (3) each of our named executive officers and (4) all of our directors and executive officers as a group.

"Beneficial ownership" is determined in accordance with the rules of the SEC and includes voting and investment power with respect to shares, including shares of restricted but unvested stock. The percentage of ownership is based on 85,474,298 shares of our common stock outstanding on March 13, 2017. Unless otherwise indicated in a footnote, each person identified in the table below has sole voting and dispositive power with respect to the common stock beneficially owned by that person and none of the shares are pledged as security.

Name of Beneficial Owner




Economic
Ownership(1)




Beneficial
Ownership(2)



Percent

 

 

 

 

 

 

 

 

 

 

 

Principal Stockholders

             

Penske Corporation(3)

  33,077,125   33,077,125   38.7 %

2555 Telegraph Road, Bloomfield Hills, MI 48302-0954

             

Mitsui(4)

    15,559,217     15,559,217     18.2 %

1-3, Marunouchi, 1-Chome, Chiyoda-ku, Tokyo, Japan 100-8631

                   

                

Current Directors and Nominees

             

John D. Barr

  46,031   15,000   *  

Michael R. Eisenson

    91,687     91,687     *  

Robert H. Kurnick, Jr.(5)

  97,364   97,364   *  

William J. Lovejoy

    84,156     16,000     *  

Kimberly J. McWaters

  44,529   18,924   *  

Lucio A. Noto

    90,751     44,674     *  

Greg Penske(6)

  38,178   38,178   *  

Roger S. Penske, Jr.

    1,594     1,594     *  

Roger S. Penske(7)

  34,157,547   34,157,547   40.0 %

Sandra A. Pierce(8)

    20,819     15,850     *  

Kanji Sasaki

  0   0   *  

Ronald G. Steinhart

    51,500     51,500     *  

H. Brian Thompson

  84,561   84,561   *  

                      

Officers Who Are Not Directors

             

J.D. Carlson(9)

  34,122   34,122   *  

Bud Denker(10)

    28,928     28,928     *  

Shane M. Spradlin(11)

  49,826   49,826   *  

All directors and named executive officers as a group(16 persons)

    34,921,593     34,745,755     40.7 %
    *
    Less than 1%

33