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SEC Filings

10-K
PENSKE AUTOMOTIVE GROUP, INC. filed this Form 10-K on 02/24/2017
Entire Document
 

PART III

 

The information required by Items 10 through 14 is included in our definitive proxy statement under the captions “Election of Directors,” “Executive Officers,” “Compensation Committee Report,” “Compensation Discussion and Analysis,” “Executive Compensation,” “Director Compensation,” “Security Ownership of Certain Beneficial Owners and Management,” “Independent Auditing Firms,” “Related Party Transactions,” “Other Matters” and “Our Corporate Governance.” Such information is incorporated herein by reference.

 

Securities Authorized for Issuance Under Equity Compensation Plans

 

The following table provides details regarding the shares of common stock issuable upon the exercise of outstanding options, warrants and rights granted under our equity compensation plans (including individual equity compensation arrangements) as of December 31, 2016. Our equity plan is described in more detail in Part II, Item 8, Note 13 of the Notes to our Consolidated Financial Statements appearing below in this report.

 

 

 

 

 

 

 

 

 

 

 

 

Number of securities to be issued upon exercise of outstanding options, warrants and rights

 

 

Weighted-average exercise price of outstanding options, warrants and rights

 

Number of securities
remaining available for
future issuance under
equity compensation
plans (excluding
securities reflected in
column (A))

 

Plan Category

    

(A)

    

 

(B)

    

(C)

  

Equity compensation plans approved by security holders

 

 —

 

$

 —

 

3,575,856

 

Equity compensation plans not approved by security holders

 

 —

 

 

 —

 

 —

 

Total

 

 —

 

 

 —

 

3,575,856

 

 

 

 

PART IV

 

Item 15.  Exhibits, Financial Statement Schedules

 

(1)

Financial Statements

 

The consolidated financial statements listed in the accompanying Index to Consolidated Financial Statements are filed as part of this Annual Report on Form 10-K.

 

(2)

Financial Statement Schedule 

 

The Schedule II — Valuation and Qualifying Accounts following the Consolidated Financial Statements is filed as part of this Annual Report on Form 10-K.

 

(3)

Exhibits 

 

See the Index of Exhibits following the signature page for the exhibits to this Annual Report on Form 10-K.

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